We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
Discover how programmable compliance hard-codes regulations into blockchain. Learn how smart contracts and RWA tokenization are bridging the gap for big banks. Read now!
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
While this application process is intended to improve compliance, VASPs are directed to complete it no later than 30 days from the circular date. The Nigerian Securities and Exchange Commission (SEC) ...
Just days before stepping down, the Biden administration announced two related rules aimed at tightening control over the flow of advanced AI chips and frontier AI model weights: the Interim Final ...
Registered investment advisors (RIAs) in the U.S. face a new anti-money laundering (AML) reality. Starting January 1, 2026 (now potentially delayed until January 1, 2028), RIAs will be required to ...
The Gramm-Leach-Bliley Act (GLBA) is a U.S. federal regulation that seeks to protect consumer financial privacy. GLBA mandates that financial institutions be transparent with their customers about how ...
In November 2023, the Federal Trade Commission amended the Safeguards Rule to require nonbanking financial institutions — such as dealerships — to notify them no later than 30 days after discovery of ...
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